Compliance
The latest news about Compliance: headlines, AI summaries and the full story from every source.
- Nordea Acquitted on Most Counts in Long-Running Anti-Money Laundering Case
- BrasilAgro Files Annual Report on Form 20-F for Fiscal Year Ended June 30, 2026
- Wealthbox Launches Vault Storage and Expands AI Capabilities for Financial Advisors
- MoneyGram Selects AiPrise to Enhance Global Compliance and Fraud Prevention
- FDA Issues Warning Letter to Amgen Over Misleading Vectibix Advertisement
- Enlivex Receives Nasdaq Delisting Notice Over Minimum Bid Price Requirement
- CME Group Disciplinary Activity Remains Steady in 2025 with Lower Aggregate Penalties
- Vivos Therapeutics Confirms Compliance with Nasdaq Listing Rules
- VikingCloud und Fiserv erweitern strategische Partnerschaft zur Stärkung der Cybersicherheit für Händler
- AICPA and AIUC Launch Joint Certification for AI Assurance
- Bank of America Reports Wider Q3 Loss Due to $1.2 Billion Fine from U.S. Department of the Treasury
- YeePay Obtient une Licence de Monnaie Électronique des Pays-Bas, Renforçant sa Présence en Europe
- Benzinga and WNSTN Expand Collaboration with Joint AI Solution for Brokerages
- Payoneer Canada Registers as Payment Service Provider
- KuCoin Nigeria Receives Conditional Approval-in-Principle from SEC Nigeria
- Citigroup Working on Paperwork for Regulators to Lift Consent Orders
- Accendra Health Receives Notice from NYSE Over Share Price
- Jefferies Fined $650K for Deficient Electronic Blue Sheets Reporting
- Veea Regains Full Compliance with Nasdaq Listing Requirements
- Sure and Groma Launch Integrated Renters Insurance and Compliance Tools
- Banks Overestimate Their Fraud Readiness Despite Heavy AI Investments
- UPS Mistakenly Routed Sensitive F-35 Parts Through Hong Kong
- UniFirst and Cintas Report Substantial Compliance with FTC Request
- Spring Labs Acquires Winnow to Enhance Compliance Platform with Legal Data
- SmarterSends Launches Compliant Marketing Platform for Financial Services and Sponsors DMFS New York
- PhillipCapital Extends Trade Surveillance Partnership With Eventus
- ChainIT Presents Agentic Web3 Commerce Architecture at TOKEN2049 in Singapore
- Metaplex Launches MPL-3643 Standard to Enable Tokenization of Regulated Assets on Solana
- Kintsugi Partners With BDO Alliance USA to Offer AI-Powered Tax Compliance Services
- Evogene Granted Additional Time by Nasdaq to Regain Minimum Bid Price Compliance
- Future Money Acquisition Faces Nasdaq Compliance Issue
- Future Money Acquisition Receives Nasdaq Notice Over Delayed Quarterly Filing
- Underdog Implements Eventus Validus Platform for Trade Surveillance
- FINRA Fines American Portfolios Financial Services $1.6 Million for Supervisory Failures with Unit Investment Trusts
- FairPlay Completes Independent Evaluation of Axle's KYC Screening Agent
- Nauticus Robotics Implements 1-for-6 Reverse Stock Split to Meet Nasdaq Requirements
- Polymarket CEO Prioritized Growth Amid Fraud Issues; Kalshi Faces Scrutiny for Ethereum Trading Activity
- U.S. Investigates Binance for Potential Sanctions Violations Involving Iran
- Nasdaq Partners with Stablecore to Enhance Crypto Crime Detection
- CFTC Provides Regulatory Clarity for Crypto Apps Offering Derivatives Access
- BitGo Appoints Alex Rozman as Chief Compliance Officer
- CUBE and IBM Collaborate to Enhance AI Compliance Through Regulatory Intelligence Integration
- Comp AI Raises $34M Series A to Build Agentic Platform for Security and Compliance
- Turkey Intensifies Tax Audits for High-Income Earners
- OCEAN Receives SOC 1 and SOC 2 Type 2 Attestations for Bitcoin Mining Operations
- China Tightens Exit Controls on Tech Professionals Amid Global Expansion
- Intercont Announces 25-for-1 Reverse Stock Split to Regain Nasdaq Compliance
- Abacus Launches AI³ Initiative to Help Regulated Industries Adopt Enterprise AI
- Trading Technologies Appoints Katie Price as Global Head of Data, Analytics, and Compliance
- India's Serious Fraud Office Recommends Probe into Xiaomi's Business Practices