Securitize Becomes an SEC-Registered Investment Adviser
Securitize Corp., a leader in tokenized assets listed on NYSE as SECZ, announced that its subsidiary Securitize Capital LLC has become registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser. This registration expands Securitize's regulated platform for onchain capital markets by adding advisory services to its existing capabilities such as broker-dealer operations, Alternative Trading System (ATS), transfer agent functions, and fund administration. The move positions the company to strengthen relationships with asset managers and institutional investors exploring tokenized investment strategies within regulatory frameworks. The timing aligns with ongoing SEC discussions about how traditional adviser obligations apply to onchain portfolio management tools. Commissioner Hester M. Peirce recently highlighted that managing certain crypto vaults or lending strategies may involve advisory responsibilities, depending on their structure.
Topics: investment adviser regulated platform tokenized assets