AdvisorVault Enhances D3P Service with Social Media Archiving Compliance
AdvisorVault has expanded its Consolidated 17a-4 service to include social media archiving, enabling Registered Investment Advisors (RIAs) and Broker-Dealers (BDs) to comply with SEC Rule 204-2 and FINRA Rule 17a-4. The feature allows for the supervision and storage of content from platforms like Facebook, LinkedIn, WhatsApp, Twitter, YouTube, and third-party apps in a centralized portal.
Topics: AdvisorVault FINRA compliance SEC compliance social media archiving